StillPoint Capital’s unique and proven Securities Licensing Program enables experienced Investment Bankers who conduct M&A and Private Placements a platform through which they may become securities licensed. This platform with the full services and support of the in-house Investment Banking Department and Corporate Consulting and Advisory group, together with firm-wide networking among representatives and staff, StillPoint Capital provides a platform that far surpasses alternative solutions.
StillPoint Capital’s Securities Licensing Program for Registered Representatives allows Reps to operate in ways that supports their existing practices’ branding, their ability to operate remotely from the firm’s OSJ and headquarters, while offering comprehensive compliance services.
The firm launched and created its business model in 2004 to support and serve members of the M&A community and Investment Bankers. It received its FINRA Membership Agreement in 2005 and has successfully operated ever since with a system that is highly compliant to assure your clients that they are in competent and capable hands. StillPoint Capital is the oldest firm of its kind providing this level of service.
StillPoint Capital’s system for supporting the Rep’s existing practice is a seamless application which brings securities compliance to their transactions and value to their clients.
For more information, please contact Amy Cross.